Sr Risk Management and Due Diligence Analyst

Company: Ameritas
Location: Cincinnati
Posted on: July 22, 2021

Job Description:

Are you ready to work with a purpose? The Senior Risk Management and Due Diligence Analyst opening seeks an independent, diplomatic, analytical-minded person with broker/dealer knowledge.

At Ameritas, our mission is Fulfilling Life. We do that in many ways, but especially by helping people invest in themselves by offering trusted financial products and advice. Because we believe everyone should be happy, healthy, and financially secure, we work hard to provide trusted financial products and valued guidance, including individual life and disability insurance, employee benefits, retirement planning, investments, and wealth management services.

Ameritas is seeking a Senior Risk Management and Due Diligence Analyst to join the Risk Management and Compliance team.  In this role you will be responsible for supporting the risk management program working to implement processes, tools, and systems to identify, assess, measure, manage, monitor, and report risks.  You will be a key player on the team wearing multiple hats to assist with surveillance program as well as a focus on due diligence. 

What you do

* Conduct due diligence on investment products, focusing on annuities, alternative investment, and structured products. * Support risk management activities, conducting data analysis and regulatory research. * Identify key risk factors as well as developing and implementing corresponding mitigation methodologies. * Develop metrics and processes to identify and evaluate risk.  * Analyze risk components and prepare reports including recommendations for use by senior management. * Work with business areas to establish and document controls in place to mitigate risk. * Coordinate with the enterprise on business continuity, cyber security, third party vendor management and/or RIM efforts for the business area. * Identify opportunities to mitigate the risk of the product platform. * Conduct research on industry topics, business trends, issues and regulations providing recommendations.

What you bring

* Bachelor's Degree or equivalent work experience * 2-4+ years of related due diligence or surveillance experience with increasing responsibility * Prefer experience working in a broker dealer. * Series 7 required, or must be obtained within 6 months * Series 24, obtained within 12 months preferred * Series 66, obtained with 12 months preferred

What we offer

* Our company motto is “Fulfilling Life” and we take that job seriously, with a heavy commitment to volunteering and community support, employee well-being, and providing quality products and services that help our customers create a brighter future. * Being a mutual-based organization, the return on our investment goes back into the company, to benefit our members/customers. * We’re committed to professional development, opportunity, inclusion and diversity. Team building and collaboration are also priorities. * A total rewards package with all the comprehensive health and welfare benefits you’d expect, including competitive pay and incentives, 401(k), flexible work schedules and time off to care for yourself and others. * Additional popular benefits, including tuition reimbursement, and student loan repayment, an incentivized well-being program, adoption assistance, paid time off for volunteering, training and career development opportunities.

An Equal Opportunity Employer

Ameritas has a reputation as a company that cares, and because everyone should feel safe bringing their authentic, whole self to work, we’re committed to an inclusive culture and diverse workplace, enriched by our individual differences. We are an Equal Opportunity/Affirmative Action Employer that hires based on qualifications, positive attitude and exemplary work ethic, regardless of sex, race, color, national origin, religion, age, disability, veteran status, genetic information, marital status, sexual orientation, gender identity or any other characteristic protected by law.

Equal Opportunity Employer Minorities/Women/Protected Veterans/Disabled

Keywords: Ameritas, Cincinnati , Sr Risk Management and Due Diligence Analyst, Other , Cincinnati, Ohio