FUNCTION: Conducts compliance, financial
and operational audits for the Bancorp under the guidance of
an Audit Manager, with specific focus on the Bancorp’s compliance
programs for Federal Reserve, Consumer Financial Protection Bureau
(CFPB), state and industry-related compliance rules and
regulations. Primary responsibilities include coaching/supervision
of assigned staff personnel and ensuring that the execution of all
audit activities in the planning, fieldwork, reporting and wrap-up
phases is conducted in accordance with established standards.
Typically leads 1-2 staff per audit and may manage multiple
ESSENTIAL DUTIES &
Ensure execution of all audit
activities in the planning, testing, reporting and wrap up
are in compliance with the Audit
Division#s methodology /standards and within the
to support department metrics:
Collaborate with Financial and/or IT
audit team members to plan audit projects.
Develop audit scope and objectives,
risk and control assessments, work programs, and other
deliverables of audit
Delegate responsibilities to audit
Lead the audit team in documenting
business and IT management processes related to the
entity being audited.
Execute testing of controls to assess
operational effectiveness in managing risk.
Demonstrate and apply strong project
management skills; Ensure accountability and high quality
by directing daily progress of
fieldwork, informing managers and clients of audit status,