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Trading/Service Specialist II

Location: Cincinnati
Posted on: May 11, 2024

Job Description:

GENERAL FUNCTION: Under moderate supervision, receives and enters trades from Investment Executives and customers of Fifth Third Securities. Provides value-added services to both 5/3rd Securities Investment Executives and their customers concerning trade execution and the various exchanges on which trades take place.








ESSENTIAL DUTIES & RESPONSIBILITIES:




* Receive and execute trade instructions from customers both directly and as a backup for unavailable Investment Executives and their assistants.




* Accurately enter stock, mutual fund, bond, option, and UIT orders through NFS.




* Maintain blotters of daily activity to satisfy compliance requirements.




* Review and execute trades submitted through voice or Internet systems.




* Arrange and monitor special settlement instruction requests for trades placed.




* Execute broker requests for trade error corrections, requesting corrections through NFS and monitoring their successful completion.




* Maintain and update gain and loss spreadsheets for errors.




* Assist Investment Executives in all aspects of NFS trading system.




* Ability to service both Investment Executives and clients of 5/3rd Securities in a professional and accurate manner.




* Respond to calls regarding margin calls, Reg T buy-ins and sell-outs, status of transfers, and all other issues related to client accounts for Financial Advisors.








SECONDARY DUTIES & RESPONSIBILITIES:




* Answer a variety of account and/or procedure inquiries.




* Answer questions on how to open new brokerage accounts and process maintenance requests on existing accounts.




* Communicate, explain and process current account settlement instructions for sweeps, periodic investments, systematic withdrawal, dividend reinvestment, and ACH.








SUPERVISORY RESPONSIBILITIES: None.

Keywords: , Cincinnati , Trading/Service Specialist II, PR / Public Relations , Cincinnati, Ohio

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